SEC Form 4 · accession 0000721371-16-000224
CARDINAL HEALTH INC · CAH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carole S Watkins
Officer — Chief HR Officer
Period of report
May 20, 2016
Accepted (ET)
May 23, 2016 · 4:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000721371
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | May 20, 2016 | M | 84,617 | $27.29 | A | 116,202 | D | |
| Common SharesF1 | May 20, 2016 | S | 84,617 | $77.33 | D | 31,585 | D | |
| Common SharesF2 | holding | — | — | — | 2,409 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $27.29 | May 20, 2016 | M | 84,617 | D | — | Sep 15, 2010 | Common Shares | 84,617 | 0 | D |
Explanation of responses
- F1The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.26 to $77.55, inclusive. The reporting person undertakes to provide to Cardinal Health, Inc., any security holder of Cardinal Health, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 to this Form 4.
- F2Share amount reported reflects the notional number of shares attributable to the reporting person's account under a unitized stock fund.
- F3The option, representing a right to purchase a total of 84,617 shares, vested and became exercisable in three equal annual installments beginning on September 15, 2010.