SEC Form 4 · accession 0000721371-15-000188
CARDINAL HEALTH INC · CAH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George S Barrett
Officer — Chairman and CEO · Director
Period of report
Nov 10, 2015
Accepted (ET)
Nov 12, 2015 · 8:44 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000721371
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Nov 10, 2015 | M | 54,658 | $27.29 | A | 460,792 | D | |
| Common SharesF2 | Nov 10, 2015 | S | 54,658 | $87.73 | D | 406,134 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $27.29 | Nov 10, 2015 | M | 54,658 | D | — | Sep 15, 2016 | Common Shares | 54,658 | 0 | D |
Explanation of responses
- F1The exercise and sale reported on this Form 4 were effected pursuant to a 10b5-1 plan adopted by the reporting person on November 6, 2014.
- F2The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.26 to $88.05, inclusive. The reporting person undertakes to provide to Cardinal Health, Inc., any security holder of Cardinal Health, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 to this Form 4.
- F3The option, representing a right to purchase a total of 644,704 shares, vested and became exercisable in three equal annual installments beginning on September 15, 2010.