SEC Form 4 · accession 0000721371-15-000132
CARDINAL HEALTH INC · CAH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Falk T Stephen
Officer — EVP, Gen. Counsel & Corp. Sec.
Period of report
Aug 15, 2015
Accepted (ET)
Aug 18, 2015 · 4:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000721371
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Aug 15, 2015 | A | 3,362 | $0.00 | A | 39,313 | D | |
| Common SharesF3 | Aug 15, 2015 | F | 5,605 | $84.27 | D | 33,708 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F4 | $84.27 | Aug 15, 2015 | A | 16,164 | A | — | Aug 15, 2025 | Common Shares | 16,164 | 16,164 | D |
Explanation of responses
- F1Grant of restricted share units ("RSUs") that vest in three equal annual installments beginning on August 15, 2016.
- F2Represents withholding of shares to satisfy tax withholding obligations of the reporting person in connection with the vesting of 4,725 RSUs and 6,960 performance share units.
- F3Reflects closing price on prior business day.
- F4Stock option vests in three equal annual installments beginning on August 15, 2016.