SEC Form 4 · accession 0000721371-15-000034
CARDINAL HEALTH INC · CAH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George S Barrett
Officer — Chairman and CEO · Director
Period of report
May 11, 2015
Accepted (ET)
May 12, 2015 · 4:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000721371
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | May 11, 2015 | M | 9,954 | $27.29 | A | 358,648 | D | |
| Common Shares | May 11, 2015 | M | 290,046 | $27.29 | A | 648,694 | D | |
| Common SharesF2 | May 11, 2015 | S | 300,000 | $86.44 | D | 348,694 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $27.29 | May 11, 2015 | M | 9,954 | D | — | Sep 15, 2016 | Common Shares | 9,954 | 0 | D |
| Employee Stock Option (right to buy)F4 | $27.29 | May 11, 2015 | M | 290,046 | D | — | Sep 15, 2016 | Common Shares | 290,046 | 354,658 | D |
Explanation of responses
- F1The exercises and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 6, 2014.
- F2The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.11 to $86.82, inclusive. The reporting person undertakes to provide to Cardinal Health, Inc., any security holder of Cardinal Health, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 to this Form 4.
- F3The option, representing a right to purchase a total of 309,954 shares, vested and became exercisable in three equal annual installments beginning on September 15, 2010.
- F4The option, representing a right to purchase a total of 644,704 shares, vested and became exercisable in three equal annual installments beginning on September 15, 2010.