SEC Form 4 · accession 0001693631-17-000002
DYNATRONICS CORP · DYNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Alma Wirthlin
Officer — Chief Financial Officer
Period of report
Oct 31, 2016
Accepted (ET)
Apr 20, 2017 · 8:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000720875
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionF1 | $2.65 | Oct 31, 2016 | A | 24,000 | A | — | Oct 31, 2024 | Common Stock | 24,000 | 0 | D |
| Series A Preferred StockF2 | $2.50 | Dec 28, 2016 | P | 4,000 | A | Dec 28, 2016 | — | Common Stock | 4,000 | 4,000 | D |
Explanation of responses
- F1Twenty-five percent (25%) of the shares subject to the Option shall vest on each of the first, second, third and fourth anniversaries of October 31, 2016.
- F2The Series A Convertible Preferred Stock has no expiration date.