SEC Form 4/A · accession 0001693623-17-000014
DYNATRONICS CORP · DYNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Stuart Essig
10% Owner
Period of report
May 31, 2017
Accepted (ET)
Jun 19, 2017 · 7:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000720875
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 31, 2017 | P$0 | 260,000 | — | A | 385,384 | D | |
| Common StockF1 | May 31, 2017 | P$0 | 40,000 | — | A | 425,384 | I | By Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series B Preferred StockF2 | $2.50 | May 31, 2017 | P | 260,000 | A | May 31, 2017 | — | Common Stock | 260,000 | 260,000 | D |
| Series B Preferred StockF2 | $2.50 | May 31, 2017 | P | 40,000 | A | May 31, 2017 | — | Common Stock | 40,000 | 300,000 | I |
Explanation of responses
- F1Shares purchased in connection with the Series B equity raise.
- F2The Series B Convertible Preferred Stock has no expiration date.