SEC Form 4/A · accession 0001579347-16-000011
DYNATRONICS CORP · DYNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Brian Larkin
Director
Period of report
Jul 7, 2016
Accepted (ET)
Jul 11, 2016 · 4:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000720875
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stockF1 | Jul 7, 2016 | J | 828 | — | A | 5,950 | D | |
| Restricted common stockF3 | holding | — | — | — | 2,852 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series A Preferred StockF2 | $2.50 | holding | — | — | — | Jun 30, 2015 | — | common stock | 40,000 | 40,000 | D |
| A-Warrants | $2.75 | holding | — | — | — | Jun 30, 2015 | Jun 30, 2021 | common stock | 30,000 | 30,000 | D |
| B-WarrantsF4 | $2.75 | holding | — | — | — | — | — | common stock | 30,000 | 30,000 | D |
Explanation of responses
- F1Payment of quarterly dividends on 8% Series A Preferred Stock in shares of common stock valued at 90% of 10-day average closing bid price.
- F2The Series A Convertible Preferred Stock has no expiration date.
- F3Shares subject to forfeiture if service as a director terminates before July 15, 2016.
- F4The B-Warrants are exercisable any time after the date that the holder has purchased all of the shares of Common Stock underlying the A-Warrants issued to the holder and on or prior to the close of business on the six-year anniversary of such date.