SEC Form 4 · accession 0001266457-15-000006
AMTECH SYSTEMS INC · ASYS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Fokko Pentinga
Officer — President and CEO · Director
Period of report
May 22, 2015
Accepted (ET)
May 27, 2015 · 6:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000720500
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Amtech Systems, Inc. $.01 par value common stock | May 22, 2015 | M | 16,250 | $2.95 | A | 42,947 | D | |
| Amtech Systems, Inc. $.01 par value common stock | May 22, 2015 | S | 16,250 | $11.8739 | D | 26,697 | D | |
| Amtech Systems, Inc. $.01 par value common stock | May 22, 2015 | S | 11,697 | $11.5375 | D | 15,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Amtech Systems, Inc. Employee Stock OptionF1,F2 | $2.95 | May 22, 2015 | M | 16,250 | D | Dec 11, 2014 | Dec 11, 2022 | Amtech Systems, Inc. $.01 par value common stock | 16,250 | 0 | D |
Explanation of responses
- F1Exercise of stock option.
- F2This is the number of derivative securities, with the same terms and conditions, following the reported transaction. Total of all derivative securities, with different terms and conditions, held following the reported transaction is 232,917.