SEC Form 4 · accession 0000720500-18-000053
AMTECH SYSTEMS INC · ASYS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert T Hass
Officer — CFO
Period of report
Dec 6, 2018
Accepted (ET)
Dec 7, 2018 · 6:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000720500
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 6, 2018 | M | 3,884 | $3.80 | A | 5,466 | D | |
| Common Stock | Dec 6, 2018 | S | 3,884 | $5.0989 | D | 1,582 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy) | $3.80 | Dec 6, 2018 | M | 3,884 | D | Dec 9, 2009 | Dec 9, 2018 | Amtech Systems, Inc. $.01 par value common stock | 3,884 | 0 | D |