SEC Form 4 · accession 0000720500-18-000009
AMTECH SYSTEMS INC · ASYS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert F King
Director
Period of report
Jan 18, 2018
Accepted (ET)
Jan 19, 2018 · 5:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000720500
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Amtech Systems, Inc. $.01 par value common stock | Jan 18, 2018 | M | 2,000 | $2.95 | A | 10,200 | D | |
| Amtech Systems, Inc. $.01 par value common stock | Jan 18, 2018 | M | 1,666 | $6.15 | A | 11,866 | D | |
| Amtech Systems, Inc. $.01 par value common stock | Jan 18, 2018 | M | 2,000 | $7.01 | A | 13,866 | D | |
| Amtech Systems, Inc. $.01 par value common stock | Jan 18, 2018 | M | 5,000 | $11.05 | A | 18,866 | D | |
| Amtech Systems, Inc. $.01 par value common stock | Jan 18, 2018 | M | 1,033 | $7.98 | A | 19,899 | D | |
| Amtech Systems, Inc. $.01 par value common stock | Jan 18, 2018 | M | 2,000 | $9.98 | A | 21,899 | D | |
| Amtech Systems, Inc. $.01 par value common stock | Jan 18, 2018 | M | 2,000 | $5.25 | A | 23,899 | D | |
| Amtech Systems, Inc. $.01 par value common stock | Jan 18, 2018 | M | 2,000 | $5.75 | A | 25,899 | D | |
| Amtech Systems, Inc. $.01 par value common stock | Jan 18, 2018 | S | 17,699 | $11.25 | D | 8,200 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Amtech Systems, Inc. Non-Employee Director Stock Option | $2.95 | Jan 18, 2018 | M | 2,000 | D | Dec 11, 2013 | Dec 11, 2022 | Amtech Systems, Inc. $.01 par value common stock | 2,000 | 4,000 | D |
| Amtech Systems, Inc. Non-Employee Director Stock Option | $6.15 | Jan 18, 2018 | M | 1,666 | D | Nov 20, 2010 | Nov 20, 2019 | Amtech Systems, Inc. $.01 par value common stock | 1,666 | 3,334 | D |
| Amtech Systems, Inc. Non-Employee Director Stock Option | $7.01 | Jan 18, 2018 | M | 2,000 | D | Dec 12, 2014 | Dec 12, 2023 | Amtech Systems, Inc. $.01 par value common stock | 2,000 | 4,000 | D |
| Amtech Systems, Inc. Non-Employee Director Stock Option | $11.05 | Jan 18, 2018 | M | 5,000 | D | Mar 14, 2009 | Mar 14, 2018 | Amtech Systems, Inc. $.01 par value common stock | 5,000 | 0 | D |
| Amtech Systems, Inc. Non-Employee Director Stock Option | $7.98 | Jan 18, 2018 | M | 1,033 | D | Dec 15, 2012 | Dec 15, 2021 | Amtech Systems, Inc. $.01 par value common stock | 1,033 | 2,067 | D |
| Amtech Systems, Inc. Non-Employee Director Stock Option | $9.98 | Jan 18, 2018 | M | 2,000 | D | Nov 19, 2015 | Nov 19, 2024 | Amtech Systems, Inc. $.01 par value common stock | 2,000 | 4,000 | D |
| Amtech Systems, Inc. Non-Employee Director Stock Option | $5.25 | Jan 18, 2018 | M | 2,000 | D | Nov 17, 2016 | Nov 17, 2025 | Amtech Systems, Inc. $.01 par value common stock | 2,000 | 4,000 | D |
| Amtech Systems, Inc. Non-Employee Director Stock Option | $5.75 | Jan 18, 2018 | M | 2,000 | D | Sep 18, 2017 | Mar 17, 2027 | Amtech Systems, Inc. $.01 par value common stock | 2,000 | 4,000 | D |
Explanation of responses
- F1Option exercise and sales are pursuant to a previously disclosed 10b5-1 plan.