SEC Form 4 · accession 0000720500-17-000056
AMTECH SYSTEMS INC · ASYS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Paul J Van Der Wansem
Director
Period of report
Nov 22, 2017
Accepted (ET)
Nov 27, 2017 · 7:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000720500
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 22, 2017 | S | 2,157 | $12.98 | D | 330,199 | D | |
| Common StockF1 | Nov 24, 2017 | S | 50,662 | $13.04 | D | 279,537 | D | |
| Common StockF2 | Nov 22, 2017 | S | 807 | $12.98 | D | 37,039 | I | By Wife |
| Common StockF2 | Nov 24, 2017 | S | 6,762 | $13.05 | D | 30,277 | I | By Wife |
| Common StockF3 | Nov 22, 2017 | S | 980 | $12.98 | D | 25,676 | I | By Family Trust |
| Common StockF3 | Nov 24, 2017 | S | 2,970 | $12.97 | D | 22,706 | I | By Family Trust |
| Common StockF4,F5 | Nov 22, 2017 | S | 5,692 | $13.05 | D | 14,137 | I | By Charitable Foundation |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $12.99 to $13.09, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F2Mr. van der Wansem disclaims beneficial ownership in shares held by his wife.
- F3Mr. van der Wansem disclaims any beneficial ownership in shares held by the 1981 Van der Wansem Family Trust.
- F4The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $13.00 to $13.09, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F5Mr. van der Wansem disclaims any beneficial ownership in shares held by the Charitable Foundation.