SEC Form 4 · accession 0000720500-17-000040
AMTECH SYSTEMS INC · ASYS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert F King
Director
Period of report
Jun 7, 2017
Accepted (ET)
Jun 9, 2017 · 2:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000720500
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Amtech Systems, Inc. $.01 par value common stock | Jun 7, 2017 | M | 2,900 | $7.98 | A | 12,900 | D | |
| Amtech Systems, Inc. $.01 par value common stock | Jun 7, 2017 | S | 2,900 | $8.70 | D | 10,000 | D | |
| Amtech Systems, Inc. $.01 par value common stock | Jun 8, 2017 | S | 1,800 | $8.65 | D | 8,200 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Amtech Systems, Inc. Non-Employee Director Stock OptionF1 | $7.98 | Jun 7, 2017 | M | 2,900 | A | Dec 15, 2012 | Dec 15, 2021 | Amtech Systems, Inc. $.01 par value common stock | 2,900 | 0 | D |
Explanation of responses
- F1This is the number of derivative securities, with the same terms and conditions, following the reported transaction. Total of all derivative securities, with different terms and conditions, held following the reported transaction is 53,100.