SEC Form 4 · accession 0000720500-16-000113
AMTECH SYSTEMS INC · ASYS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert T Hass
Officer — CFO
Period of report
Nov 10, 2016
Accepted (ET)
Nov 18, 2016 · 6:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000720500
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Amtech Systems, Inc. $.01 par value common stockF2,F3,F1 | $4.71 | Nov 10, 2016 | A | 10,000 | A | — | Nov 10, 2026 | Amtech Systems, Inc. $.01 par value common stock | 10,000 | 10,000 | D |
Explanation of responses
- F1One-fourth of the stock option granted vest on each of the first four anniversaries of the grant date.
- F2Price omitted because the transaction is a grant of a stock option.
- F3This is the number of derivative securities, with the same terms and conditions, following the reported transaction. Total of all derivative securities, with different terms and conditions, held following the reported transaction is 49,384.