SEC Form 4 · accession 0000720500-15-000063
AMTECH SYSTEMS INC · ASYS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bradley Clark Anderson
Officer — Chief Financial Officer
Period of report
Nov 17, 2015
Accepted (ET)
Nov 19, 2015 · 4:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000720500
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Amtech Systems, Inc. $.01 par value common stockF2,F3,F1 | $5.25 | Nov 17, 2015 | A | 35,000 | A | — | Nov 17, 2025 | Amtech Systems, Inc. $.01 par value common stock | 35,000 | 35,000 | D |
Explanation of responses
- F1One-fourth of the stock option granted vest on each of the first four anniversaries of the grant date.
- F2Price omitted because the transaction is a grant of a stock option.
- F3This is the number of derivative securities, with the same terms and conditions, following the reported transaction. Total of all derivative securities, with different terms and conditions, held following the reported transaction is 144,573.