SEC Form 4 · accession 0001179110-19-001761
Inotiv, Inc. · NOTVQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Thomas Oakley
Officer — Chief Operating Officer
Period of report
Feb 8, 2019
Accepted (ET)
Feb 12, 2019 · 4:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000720154
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $1.42 | Feb 8, 2019 | A | 35,000 | A | — | Feb 8, 2029 | Common Shares | 35,000 | 35,000 | D |
Explanation of responses
- F1The option becomes exercisable with respect to 40% of the shares on the first anniversary of the date of grant and with respect to an additional 30% of the shares on each of the second anniversary and the third anniversary of the date of grant, respectively.