SEC Form 4 · accession 0001179110-17-004826
Inotiv, Inc. · NOTVQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jill Blumhoff
Officer — VP, Finance & CFO
Period of report
Mar 15, 2017
Accepted (ET)
Mar 17, 2017 · 4:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000720154
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Mar 15, 2017 | M | 2,000 | $1.01 | A | 2,000 | D | |
| Common Shares | Mar 15, 2017 | F | 1,217 | $1.66 | D | 783 | D | |
| Common Shares | Mar 15, 2017 | M | 500 | $1.40 | A | 1,283 | D | |
| Common Shares | Mar 15, 2017 | F | 422 | $1.66 | D | 861 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $1.01 | Mar 15, 2017 | M | 200 | D | Aug 16, 2010 | Aug 15, 2020 | Common Shares | 2,000 | 0 | D |
| Employee Stock Option (right to buy) | $1.40 | Mar 15, 2017 | M | 500 | D | Jan 17, 2013 | Jan 16, 2023 | Common Shares | 500 | 0 | D |