SEC Form 4 · accession 0001179110-17-004648
Inotiv, Inc. · NOTVQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip A Downing
Officer — VP, Preclinical Srvcs.
Period of report
Mar 1, 2017
Accepted (ET)
Mar 15, 2017 · 5:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000720154
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 1, 2017 | M | 10,000 | $1.01 | A | 17,000 | D | |
| Common Stock | Mar 1, 2017 | F | 6,235 | $1.62 | D | 10,765 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $1.01 | Mar 1, 2017 | M | 10,000 | D | Aug 16, 2010 | Aug 15, 2020 | Common Stock | 10,000 | 0 | D |