SEC Form 4 · accession 0001179110-15-010133
Inotiv, Inc. · NOTVQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jacqueline M Lemke
Officer — President and CEO · Director
Period of report
Jun 18, 2015
Accepted (ET)
Jun 22, 2015 · 4:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000720154
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Jun 18, 2015 | M | 125,000 | $1.38 | A | 153,000 | D | |
| Common Shares | Jun 18, 2015 | M | 500 | $1.40 | A | 153,500 | D | |
| Common Stock | Jun 18, 2015 | F | 96,815 | $2.12 | D | 56,685 | D | |
| Common SharesF1 | holding | — | — | — | 3,000 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Option to Purchase Common SharesF2 | $1.38 | Jun 18, 2015 | M | 125,000 | D | — | Apr 9, 2022 | Common Shares | 125,000 | 0 | D |
| Option to Purchase Common SharesF3 | $1.40 | Jun 18, 2015 | M | 500 | D | — | Jan 16, 2023 | Common Shares | 500 | 0 | D |
Explanation of responses
- F1The reporting person acts as custodian for accounts which hold these shares for the benefit of the reporting person's minor children. The reporting person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
- F2The option vested and became exercisable in two equal installments on March 31, 2013 and March 31, 2014.
- F3The option vested and became exercisable in two equal installments on January 16, 2014 and January 16, 2015.