SEC Form 4 · accession 0000911916-18-000169
Inotiv, Inc. · NOTVQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Sep 14, 2018
Accepted (ET)
Sep 18, 2018 · 9:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000720154
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Sep 14, 2018 | P | 10,000 | $1.7382 | A | 1,033,457 | D | |
| Common StockF4 | holding | — | — | — | 848,220 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the purchase of 10,000 shares in multiple transactions ranging in price from $1.68 to $1.78 per share, resulting in a weighted average purchase price of $1.7382. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each price within the range.
- F2Shares were purchased by Peter T. Kissinger individually; direct holdings of Peter T. Kissinger after this transaction include 595,910 shares held jointly with Candice B. Kissinger. Shares that are reported as individually held by Candice B. Kissinger or held jointly by Candice B. Kissinger and her children are deemed to be indirectly held by Peter T. Kissinger.
- F3The total amount of shares beneficially owned by Peter T. Kissinger reflects the sale of 200 shares held by Peter T. Kissinger individually on March 7, 2008, which was inadvertently omitted from the Form 4 filed by Peter T. Kissinger on March 10, 2008.
- F4Shares held directly by Candice B. Kissinger; includes 595,910 shares held jointly by Peter T. Kissinger and Candice B. Kissinger and 1,354 shares held jointly by Candice B. Kissinger and her children. Shares that are reported as individually held by Peter T. Kissinger are deemed to be indirectly held by Candice B. Kissinger.