SEC Form 4 · accession 0001179110-18-004887
MAINSOURCE FINANCIAL GROUP · MSFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
D J Hines
Director
Period of report
Mar 27, 2018
Accepted (ET)
Mar 28, 2018 · 3:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000720002
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 27, 2018 | M | 5,000 | $5.40 | A | 34,194 | D | |
| Common Stock | holding | — | — | — | 853 | I | Spouse-IRA | |
| Common StockF2 | holding | — | — | — | 678 | I | With Spouse JT TEN | |
| Common Stock | holding | — | — | — | 300 | I | FBO Grandson | |
| Common Stock | holding | — | — | — | 135 | I | FBO Grandson | |
| Common Stock | holding | — | — | — | 130 | I | FBO Grandson | |
| Common Stock | holding | — | — | — | 130 | I | FBO Granddaughter | |
| Common StockF3 | holding | — | — | — | 466 | I | By Spouse and Daughter JT TEN | |
| Common StockF4 | holding | — | — | — | 88 | I | By Spouse and Son JT TEN | |
| Common StockF3 | holding | — | — | — | 377 | I | By Spouse FBO Son |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F5 | $5.40 | Mar 27, 2018 | M | 5,000 | D | — | Feb 23, 2019 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1Total includes 69 shares acquired through the reinvestment of cash dividends between 05/08/2017 and 03/27/2018.
- F2Total includes 12 shares acquired through the reinvestment of cash dividends between 05/08/2017 and 03/27/2018.
- F3Total includes 8 shares acquired through the reinvestment of cash dividends between 05/08/2017 and 03/27/2018.
- F4Total includes 2 shares acquired through the reinvestment of cash dividends between 05/08/2017 and 03/27/2018.
- F5The option vested as follows: 10% vested on 12/31/2009; 20% vested on 12/31/2010; 30% vested on 12/31/2011; and 40% vested on 12/31/2012.
Remarks
As authorized by Power of Attorney.