SEC Form 4 · accession 0001179110-18-001759
MAINSOURCE FINANCIAL GROUP · MSFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chris M Harrison
Officer — EVP, Consumer Banking
Period of report
Feb 6, 2018
Accepted (ET)
Feb 8, 2018 · 11:59 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000720002
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 6, 2018 | M | 1,593 | $13.67 | A | 10,605 | D | |
| Common Stock | Feb 6, 2018 | M | 2,513 | $16.08 | A | 13,118 | D | |
| Common Stock | Feb 6, 2018 | S | 4,106 | $39.71 | D | 9,012 | D | |
| Common StockF1 | holding | — | — | — | 7,143 | I | By 401-k |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $13.67 | Apr 10, 2013 | M | 1,593 | D | — | Apr 10, 2023 | Common Stock | 1,593 | 0 | D |
| Employee Stock Option (Right to Buy)F3 | $16.08 | Feb 7, 2014 | M | 2,513 | D | — | Feb 7, 2024 | Common Stock | 2,513 | 0 | D |
Explanation of responses
- F1Total reported includes 584 shares acquired through the reinvestment of cash dividends between 02/27/2017 and 02/06/2018.
- F2This stock option was 10% vested on 12/31/2013, 30% vested on 12/31/2014, 60% vested on 12/31/2015, and 100% on 12/31/2016.
- F3This stock option was 10% vested on 12/31/2014, 30% vested on 12/31/2015, 60% vested on 12/31/2016, and 100% on 12/31/2017.
Remarks
As authorized by Power of Attorney.