SEC Form 4 · accession 0001179110-17-005168
MAINSOURCE FINANCIAL GROUP · MSFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Archie M Brown Jr.
Officer — Chairman, President and CEO · Director
Period of report
Mar 27, 2017
Accepted (ET)
Mar 28, 2017 · 3:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000720002
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 27, 2017 | M | 5,580 | $17.92 | A | 59,047 | D | |
| Common Stock | Mar 27, 2017 | M | 7,008 | $13.67 | A | 66,055 | D | |
| Common StockF1 | holding | — | — | — | 26,113 | I | By 401-k Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $17.92 | Mar 27, 2017 | M | 5,580 | A | Aug 3, 2012 | Aug 3, 2018 | Common Stock | 5,580 | 0 | D |
| Employee stock Option (Right to Buy)F2 | $13.67 | Mar 27, 2017 | M | 7,008 | A | — | Apr 10, 2023 | Common Stock | 7,008 | 0 | D |
Explanation of responses
- F1Includes 257 shares acquired under the Company's 401(k) plan since the date of the reporting persons last ownership report.
- F2The stock option vested as follows: 10% on December 31, 2013, 20% on December 31, 2014, 30% on December 31, 2015 and 40% on December 31, 2016.
Remarks
As authorized by power of attorney