SEC Form 4 · accession 0001179110-17-002878
MAINSOURCE FINANCIAL GROUP · MSFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James M Anderson
Officer — EVP and CFO
Period of report
Feb 17, 2017
Accepted (ET)
Feb 22, 2017 · 2:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000720002
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 17, 2017 | M | 10,000 | $5.40 | A | 28,501 | D | |
| Common Stock | Feb 17, 2017 | S | 10,000 | $34.54 | D | 18,501 | D | |
| Common StockF1 | holding | — | — | — | 11,181 | I | By 401-k Plan | |
| Common StockF2 | holding | — | — | — | 292 | I | As UTMA Custodian for Daughter | |
| Common StockF2 | holding | — | — | — | 427 | I | As UTMA Custodian for Son |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $5.40 | Feb 17, 2017 | M | 10,000 | A | — | Feb 23, 2019 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1Total reported includes 56 shares acquired through the reinvestment of cash dividends between 11/10/2016 and 02/17/2017.
- F2Total reported includes 2 shares acquired through the reinvestment of cash dividends between 11/10/2016 and 02/17/2017.
- F3This stock option was 10% vested on 12/31/2009, 30% vested on 12/31/2010; 60% vested on 12/31/2011; and 100% vested on 12/31/2012.
Remarks
As authorized by Power of Attorney