SEC Form 4 · accession 0001179110-17-002874
MAINSOURCE FINANCIAL GROUP · MSFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William J. Goodwin
Officer — Exec VP, Chief Credit Officer
Period of report
Feb 17, 2017
Accepted (ET)
Feb 22, 2017 · 2:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000720002
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 17, 2017 | M | 2,566 | $13.67 | A | 29,482 | D | |
| Common Stock | Feb 17, 2017 | M | 2,259 | $16.08 | A | 31,741 | D | |
| Common Stock | Feb 17, 2017 | S | 4,825 | $34.53 | D | 26,916 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $13.67 | Feb 17, 2017 | M | 2,566 | A | — | Apr 10, 2023 | Common Stock | 2,566 | 0 | D |
| Stock Option (Right to Buy)F2 | $16.08 | Feb 17, 2017 | M | 2,259 | A | — | Feb 7, 2024 | Common Stock | 2,259 | 1,507 | D |
Explanation of responses
- F1This stock option was 10% vested on 12/31/2013, 30% vested on 12/31/2014; 60% vested on 12/31/2015; and 100% vested on 12/31/2016.
- F2This stock option was 10% vested on 12/31/2014, 30% vested on 12/31/2015; 60% vested on 12/31/2016; and will be 100% vested on 12/31/2017.
Remarks
As authorized by Power of Attorney.