SEC Form 4 · accession 0001179110-17-001989
MAINSOURCE FINANCIAL GROUP · MSFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chris M Harrison
Officer — EVP, Consumer Banking
Period of report
Feb 7, 2017
Accepted (ET)
Feb 8, 2017 · 5:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000720002
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 7, 2017 | M | 3,267 | $5.40 | A | 11,166 | D | |
| Common Stock | Feb 7, 2017 | S | 3,267 | $32.34 | D | 7,899 | D | |
| Common Stock | holding | — | — | — | 6,449 | I | By 401-k |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $5.40 | Feb 23, 2009 | M | 3,267 | D | — | Feb 23, 2019 | Common Stock | 3,267 | 0 | D |
Explanation of responses
- F1This stock option was 10% vested on 12/31/2009; 30% vested on 12/31/2010; 60% vested on 12/31/2011; and 100% vested on 12/31/2012.
Remarks
As authorized by Power of Attorney.