SEC Form 4 · accession 0001179110-17-001496
MAINSOURCE FINANCIAL GROUP · MSFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William G Barron
Director
Period of report
Feb 2, 2017
Accepted (ET)
Feb 2, 2017 · 4:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000720002
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 7, 2016 | G | 1,874 | $0.00 | D | 49,733 | D | |
| Common Stock | Feb 2, 2017 | M | 1,000 | $17.01 | A | 50,733 | D | |
| Common Stock | holding | — | — | — | 51,755 | I | By Spouse | |
| Common Stock | holding | — | — | — | 401,312 | I | By Family Trust | |
| Common Stock | holding | — | — | — | 95,011 | I | By Generation Skipping Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $17.01 | Feb 2, 2017 | M | 1,000 | D | — | Feb 20, 2017 | Common Stock | 1,000 | 0 | D |
Explanation of responses
- F1The option vested as follows: 10% vested on December 31, 2007; 20% vested on December 31, 2008; 30% vested on December 31, 2009, and 40% vested on December 31, 2010.
Remarks
As authorized by power of attorney.