SEC Form 4 · accession 0001179110-16-032008
MAINSOURCE FINANCIAL GROUP · MSFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Archie M Brown Jr.
Officer — Chairman, President and CEO · Director
Period of report
Nov 22, 2016
Accepted (ET)
Nov 23, 2016 · 11:54 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000720002
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 22, 2016 | M | 7,000 | $5.40 | A | 63,850 | D | |
| Common Stock | Nov 22, 2016 | F | 3,548 | $30.34 | D | 60,302 | D | |
| Common Stock | holding | — | — | — | 25,335 | I | By 401-k |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $5.40 | Nov 22, 2016 | M | 7,000 | A | — | Feb 23, 2019 | Common Stock | 7,000 | 0 | D |
Explanation of responses
- F1The stock option vested as follows: 10% on December 31, 2009, 20% on December 31, 2010, 30% on December 31, 2011 and 40% on December 31, 2012.
Remarks
As authorized by power of attorney