SEC Form 4 · accession 0001179110-16-031540
MAINSOURCE FINANCIAL GROUP · MSFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James M Anderson
Officer — EVP and CFO
Period of report
Nov 9, 2016
Accepted (ET)
Nov 14, 2016 · 5:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000720002
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 9, 2016 | M | 5,000 | $17.01 | A | 24,564 | D | |
| Common Stock | Nov 9, 2016 | S | 5,000 | $25.16 | D | 19,564 | D | |
| Common StockF1 | holding | — | — | — | 11,125 | I | By 401-k Plan | |
| Common StockF2 | holding | — | — | — | 290 | I | As UTMA Custodian for Daughter | |
| Common StockF3 | holding | — | — | — | 425 | I | As UTMA Custodian for Son |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F4 | $17.01 | Nov 9, 2016 | M | 5,000 | A | — | Feb 20, 2017 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1Total reported includes 219 shares acquired through the reinvestment of cash dividends between 4/12/2016 and 11/10/2016.
- F2Total reported includes 5 shares acquired through the reinvestment of cash dividends between 4/12/2016 and 11/10/2016.
- F3Total reported includes 9 shares acquired through the reinvestment of cash dividends between 4/12/2016 and 11/10/2016.
- F4The option vested as follows: 10% vested on December 31, 2007; 20% vested on December 31, 2008; 30% vested on December 31, 2009, and 40% vested on December 31, 2010.
Remarks
As authorized by Power of Attorney