SEC Form 4 · accession 0001179110-16-031539
MAINSOURCE FINANCIAL GROUP · MSFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chris M Harrison
Officer — EVP, Consumer Banking
Period of report
Nov 9, 2016
Accepted (ET)
Nov 14, 2016 · 5:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000720002
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 9, 2016 | M | 2,000 | $17.01 | A | 10,608 | D | |
| Common Stock | Nov 9, 2016 | S | 2,000 | $25.01 | D | 8,608 | D | |
| Common StockF2 | holding | — | — | — | 6,449 | I | By 401-k |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $17.01 | Nov 9, 2016 | M | 2,000 | D | — | Feb 20, 2017 | Common stock | 2,000 | 0 | D |
Explanation of responses
- F1Total has been adjusted to reflect the sale of 3 shares which occurred on September 30, 2015 to pay annual broker fees.
- F2Total includes 843 shares acquired under an employee 401-k plan between April 12 and November 11, 2016.
- F3The option vested as follows: 10% vested on December 31, 2007; 20% vested on December 31, 2008; 30% vested on December 31, 2009, and 40% vested on December 31, 2010.
Remarks
As authorized by Power of Attorney.