SEC Form 4 · accession 0001179110-16-029030
MAINSOURCE FINANCIAL GROUP · MSFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Archie M Brown Jr.
Officer — Chairman, President and CEO · Director
Period of report
Aug 25, 2016
Accepted (ET)
Aug 26, 2016 · 5:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000720002
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 25, 2016 | A | 5,030 | $22.09 | A | 25,180 | I | By 401-k Plan |
| Common Stock | Aug 25, 2016 | M | 6,000 | $5.40 | A | 47,869 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $5.40 | Aug 25, 2016 | M | 6,000 | D | — | Feb 23, 2019 | Common Stock | 6,000 | 11,500 | D |
Explanation of responses
- F1Includes 274.931 shares acquired under the Company's 401(k) plan since the date of the reporting person's last ownership report.
- F2The option, representing a right to purchase a total of 17,500 shares, became exercisable as follows: 10% on December 31, 2009, 20% on December 31, 2010, 30% on December 31, 2011 and 40% on December 31, 2012.
Remarks
As authorized by power of attorney