SEC Form 4 · accession 0001179110-16-019633
MAINSOURCE FINANCIAL GROUP · MSFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James M Anderson
Officer — EVP and CFO
Period of report
Feb 18, 2016
Accepted (ET)
Feb 19, 2016 · 9:57 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000720002
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 18, 2016 | M | 2,625 | $18.04 | A | 21,127 | D | |
| Common Stock | Feb 18, 2016 | F | 2,314 | $20.47 | D | 18,813 | D | |
| Common StockF2 | holding | — | — | — | 10,906 | I | By 401-k Plan | |
| Common StockF3 | holding | — | — | — | 285 | I | As UTMA Custodian for Daughter | |
| Common StockF4 | holding | — | — | — | 416 | I | As UTMA Custodian for Son |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $18.04 | Feb 18, 2016 | M | 2,625 | A | Dec 31, 2006 | Feb 21, 2016 | Common Stock | 2,625 | 0 | D |
Explanation of responses
- F1Reflects an adjustment to the number of shares and exercise price as the result of a 5% stock dividend issued on 01/16/2007.
- F2Total includes 177 shares acquired through the 401-k plan between 4-28-2015 and 2-18-2016.
- F3Total includes 6 shares acquired through the reinvestment of cash dividends between 4-28-2015 and 2-18-2016
- F4Total includes 8 shares acquired through the reinvestment of cash dividends between 4-28-2015 and 2-18-2016
Remarks
As authorized by Power of Attorney