SEC Form 4 · accession 0001179110-16-019325
MAINSOURCE FINANCIAL GROUP · MSFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daryl R Tressler
Officer — President/CEO Lead Subsidiary
Period of report
Feb 15, 2016
Accepted (ET)
Feb 16, 2016 · 5:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000720002
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 15, 2016 | M | 1,575 | $18.04 | A | 53,474 | D | |
| Common StockF2 | holding | — | — | — | 66,903 | I | By 401-k | |
| Common StockF3 | holding | — | — | — | 1,691 | I | Jointly w/Spouse | |
| Common StockF4 | holding | — | — | — | 6,777 | I | By Spouse | |
| Common StockF5 | holding | — | — | — | 967 | I | By Spouse and Daughter JT TEN | |
| Common StockF5 | holding | — | — | — | 973 | I | By Spouse and Son JT TEN | |
| Common StockF6 | holding | — | — | — | 550 | I | By Spouse fbo Grandson | |
| Common StockF6 | holding | — | — | — | 550 | I | By Spouse fbo Granddaughter |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F7 | $18.04 | Feb 15, 2016 | M | 1,575 | D | Dec 31, 2006 | Feb 21, 2016 | Common Stock | 1,575 | 0 | D |
Explanation of responses
- F1Includes 1,313 shares acquired through the reinvestment of cash dividends between 04/28/2015 and 02/15/2016.
- F2Includes 1,556 shares acquired through the reinvestment of cash dividends between 04/28/2015 and 02/15/2016.
- F3Includes 43 shares acquired through the reinvestment of cash dividends between 04/28/2015 and 02/15/2016.
- F4Includes 164 shares acquired through the reinvestment of cash dividends between 04/28/2015 and 02/15/2016.
- F5Includes 24 shares acquired through the reinvestment of cash dividends between 04/28/2015 and 02/15/2016.
- F6Includes 11 shares acquired through the reinvestment of cash dividends between 04/28/2015 and 02/15/2016.
- F7Reflects an adjustment to the number of shares and exercise price as the result of a 5% stock dividend issued on 01/16/2007.
Remarks
As authorized by Power of Attorney.