SEC Form 4 · accession 0001179110-15-001877
MAINSOURCE FINANCIAL GROUP · MSFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daryl R Tressler
Officer — President/CEO Lead Subsidiary
Period of report
Feb 3, 2014
Accepted (ET)
Feb 4, 2015 · 6:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000720002
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 3, 2014 | A | 3,404 | $0.00 | A | 53,264 | D | |
| Common Stock | Apr 8, 2014 | F | 859 | $17.28 | D | 52,405 | D | |
| Common Stock | Apr 25, 2014 | F | 2,538 | $16.56 | D | 49,867 | D | |
| Common StockF2 | holding | — | — | — | 65,346 | I | By 401-k | |
| Common StockF3 | holding | — | — | — | 6,613 | I | By Spouse | |
| Common StockF4 | holding | — | — | — | 1,648 | I | Jointly w/Spouse | |
| Common StockF5 | holding | — | — | — | 942 | I | By Spouse and Daughter JT TEN | |
| Common StockF5 | holding | — | — | — | 948 | I | By Spouse and Son JT TEN | |
| Common StockF6 | holding | — | — | — | 539 | I | By Spouse fbo Grandson | |
| Common StockF6 | holding | — | — | — | 539 | I | By Spouse fbo Granddaughter |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F7 | $16.08 | Feb 3, 2014 | A | 4,827 | A | — | Feb 3, 2024 | Common Stock | 4,827 | 4,827 | D |
| Stock Option (Right to Buy)F8 | $13.67 | holding | — | — | — | — | Apr 10, 2023 | Common Stock | 3,289 | 3,289 | D |
| Stock Option (Right to Buy)F9 | $17.01 | holding | — | — | — | — | Feb 20, 2017 | Common Stock | 1,000 | 1,000 | D |
| Stock Option (Right to Buy)F10 | $18.04 | holding | — | — | — | — | Feb 22, 2016 | Common Stock | 1,575 | 1,575 | D |
| Stock Option (Right to Buy)F11 | $20.57 | holding | — | — | — | — | Feb 22, 2015 | Common Stock | 4,200 | 4,200 | D |
Explanation of responses
- F1Total includes 1,682 shares received from the reinvestment of cash dividends between 06/15/2013 and 12/31/2014.
- F10The option vests as follows: 10% on 12/31/2006; 20% on 12/31/2007; 30% on 12/31/2008 and 40% on 12/31/2009.
- F11The option vests as follows: 10% on 12/31/2005; 20% on 12/31/2006; 30% on 12/31/2007 and 40% on 12/31/2008.
- F2Total includes 2,177 shares received from the reinvestment of cash dividends between 06/15/2013 and 12/31/2014.
- F3Total includes 211 shares received from the reinvestment of cash dividends between 06/15/2013 and 12/31/2014.
- F4Total includes 55 shares received from the reinvestment of cash dividends between 06/15/2013 and 12/31/2014.
- F5Total includes 32 shares received from the reinvestment of cash dividends between 06/15/2013 and 12/31/2014.
- F6Total includes 18 shares received from the reinvestment of cash dividends between 06/15/2013 and 12/31/2014.
- F7The option vests as follows: 10% on 12/31/2014; 20% on 12/31/2015; 30% on 12/31/2016 and 40% on 12/31/2017.
- F8The option vests as follows: 10% on 12/31/2013; 20% on 12/31/2014; 30% on 12/31/2015 and 40% on 12/31/2016.
- F9The option vests as follows: 10% on 12/31/2007; 20% on 12/31/2008; 30% on 12/31/2009 and 40% on 12/31/2010.
Remarks
As authorized by Power of Attorney.