SEC Form 4 · accession 0001179110-15-001770
MAINSOURCE FINANCIAL GROUP · MSFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William J. Goodwin
Officer — Exec VP, Chief Credit Officer
Period of report
Feb 3, 2014
Accepted (ET)
Feb 4, 2015 · 3:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000720002
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 3, 2014 | A | 2,656 | $0.00 | A | 29,341 | D | |
| Common Stock | Apr 8, 2014 | F | 756 | $17.28 | D | 28,585 | D | |
| Common Stock | Apr 25, 2014 | F | 2,079 | $16.56 | D | 26,506 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $16.08 | Feb 3, 2014 | A | 3,766 | A | — | Feb 3, 2024 | Common Stock | 3,766 | 3,766 | D |
| Stock Option (Right to Buy)F2 | $13.67 | holding | — | — | — | — | Apr 10, 2023 | Common Stock | 2,566 | 2,566 | D |
Explanation of responses
- F1The option vests as follows: 10% vested on 12/31/2014; 20% on 12/31/2015; 30% on 12/31/2016; and 40% on 12/31/2017.
- F2The option vests as follows: 10% vested on 12/31/2013; 20% on 12/31/2014; 30% on 12/31/2015; and 40% on 12/31/2016.
Remarks
As authorized by Power of Attorney.