SEC Form 4 · accession 0001179110-15-001716
MAINSOURCE FINANCIAL GROUP · MSFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chris M Harrison
Officer — SVP Consumer Banking
Period of report
Feb 3, 2014
Accepted (ET)
Feb 4, 2015 · 12:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000720002
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 3, 2014 | A | 1,772 | $0.00 | A | 8,476 | D | |
| Common Stock | Apr 25, 2014 | F | 1,377 | $16.56 | D | 7,099 | D | |
| Common StockF1 | holding | — | — | — | 4,731 | I | By 401-k |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $16.08 | Feb 3, 2014 | A | 2,513 | A | — | Feb 3, 2024 | Common Stock | 2,513 | 2,513 | D |
| Stock Option (Right to Buy)F3 | $13.67 | holding | — | — | — | — | Apr 10, 2023 | Common Stock | 1,593 | 1,593 | D |
| Stock Option (Right to Buy)F4 | $5.40 | holding | — | — | — | — | Feb 23, 2019 | Common Stock | 3,267 | 3,267 | D |
| Stock Option (Right to Buy)F5 | $17.01 | holding | — | — | — | — | Feb 20, 2017 | Common Stock | 2,000 | 2,000 | D |
Explanation of responses
- F1Total includes 1,494 shares acquired by the reporting person under the Company 401-k Plan between 03/31/2013 and 12/31/2014.
- F2Option vests as follows: 10% on 12/31/2014; 20% on 12/31/2015; 30% on 12/31/2016; and 40% on 12/31/2017.
- F3Option vests as follows: 10% on 12/31/2013; 20% on 12/31/2014; 30% on 12/31/2015; and 40% on 12/31/2016.
- F4Option vests as follows: 10% on 12/31/2009; 20% on 12/31/2010; 30% on 12/31/2011; and 40% on 12/31/2012.
- F5Option vests as follows: 10% on 12/31/2007; 20% on 12/31/2008; 30% on 12/31/2009; and 40% on 12/31/2010.
Remarks
As authorized by Power of Attorney.