SEC Form 4 · accession 0001179110-15-001680
MAINSOURCE FINANCIAL GROUP · MSFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James M Anderson
Officer — EVP and CFO
Period of report
Feb 3, 2014
Accepted (ET)
Feb 4, 2015 · 10:48 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000720002
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 3, 2014 | A | 2,656 | $0.00 | A | 20,455 | D | |
| Common Stock | Apr 8, 2014 | F | 694 | $17.28 | D | 19,761 | D | |
| Common Stock | Apr 25, 2014 | F | 2,079 | $16.56 | D | 17,682 | D | |
| Common StockF2 | holding | — | — | — | 10,729 | I | By 401-k Plan | |
| Common StockF3 | holding | — | — | — | 277 | I | As UTMA Custodian for Daughter | |
| Common StockF4 | holding | — | — | — | 406 | I | As UTMA Custodian for Son |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option(Right to Buy)F5 | $16.08 | Feb 3, 2014 | A | 3,766 | A | — | Feb 3, 2024 | Common Stock | 3,766 | 3,766 | D |
| Stock Option (Right to Buy)F6 | $13.67 | holding | — | — | — | — | Apr 10, 2023 | Common Stock | 2,566 | 2,566 | D |
| Stock Option (Right to Buy)F7 | $5.40 | holding | — | — | — | — | Feb 23, 2019 | Common Stock | 10,000 | 10,000 | D |
| Stock Option (Right to Buy)F8 | $17.01 | holding | — | — | — | — | Feb 20, 2017 | Common Stock | 5,000 | 5,000 | D |
| Stock Option (Right to Buy)F9 | $18.04 | holding | — | — | — | — | Feb 22, 2016 | Common Stock | 2,625 | 2,625 | D |
| Stock Option (Right to Buy)F10 | $20.57 | holding | — | — | — | — | Feb 22, 2015 | Common Stock | 2,625 | 2,625 | D |
Explanation of responses
- F1Total includes 3,763 shares inadvertently excluded from the total reported on the Reporting Person's Form 4 filed on February 12, 2013. This total also includes 7 shares acquired through the reinvestment of cash dividends between 04/11/2013 and 02/03/2014.
- F10The option vested as follows: 10% on December 31, 2005, 20% on December 31, 2006; 30% on December 31, 2007; and 40% on December 31, 2008.
- F2The total has been adjusted due to a distribution under the Company 401-k Plan which was required to satisfy discrimination testing, and which occurred during March 2014. This total also includes shares acquired through the reinvestment of cash dividends between 04/11/2013 and 12/31/2014.
- F3Total includes 10 shares received from the reinvestment of cash dividends between April 11, 2013 and December 31, 2014.
- F4Total includes 16 shares received from the reinvestment of cash dividends between April 11, 2013 and December 31, 2014.
- F5The option vests as follows: 10% on December 31, 2014; 20% on December 31, 2015; 30% on December 31, 2016; and 40% on December 31, 2017.
- F6The option vests as follows: 10% on December 31, 2013; 20% on December 31, 2014; 30% on December 31, 2015; and 40% on December 31, 2016.
- F7The option vested as follows: 10% on December 31, 2009, 20% on December 31, 2010; 30% on December 31, 2011; and 40% on December 31, 2012.
- F8The option vested as follows: 10% on December 31, 2007, 20% on December 31, 2008; 30% on December 31, 2009; and 40% on December 31, 2010.
- F9The option vested as follows: 10% on December 31, 2006, 20% on December 31, 2007; 30% on December 31, 2008; and 40% on December 31, 2009.
Remarks
As authorized by Power of Attorney