SEC Form 4/A · accession 0001179110-15-001562
MAINSOURCE FINANCIAL GROUP · MSFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Archie M Brown Jr.
Officer — Chairman, President and CEO · Director
Period of report
Feb 3, 2014
Accepted (ET)
Feb 3, 2015 · 3:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000720002
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 3, 2014 | A | 7,255 | $0.00 | A | 48,545 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to Buy)F2 | $16.08 | Feb 3, 2014 | A | 10,287 | A | — | Feb 3, 2024 | Common Stock | 10,287 | 10,287 | D |
| Stock Option (right to Buy)F3 | $13.67 | holding | — | — | — | — | Apr 10, 2023 | Common Stock | 7,008 | 7,008 | D |
| Stock Option (Right to Buy)F4 | $5.40 | holding | — | — | — | — | Feb 23, 2019 | Common Stock | 17,500 | 17,500 | D |
| Stock Option (right to Buy)F5 | $17.92 | holding | — | — | — | — | Aug 3, 2018 | Common Stock | 25,000 | 25,000 | D |
Explanation of responses
- F1Amended to correct the transaction date for this line item.
- F2The option vests as follows: 10% on December 31, 2014; 20% on December 31, 2015; 30% on December 31, 2016; and 40% on December 31, 2017.
- F3The option vests as follows: 10% on December 31, 2013; 20% on December 31, 2014; 30% on December 31, 2015; and 40% on December 31, 2016.
- F4The option vested as follows: 10% on December 31, 2009, 30% on December 31, 2010; 60% on December 31, 2011; and 100% on December 31, 2012.
- F5The option vested as follows: 10% on December 31, 2008, 30% on December 31, 2009; 60% on December 31, 2010; and 100% on December 31, 2011.
Remarks
As authorized by Power of Attorney.