SEC Form 4 · accession 0001127602-19-005513
WILLIAMS SONOMA INC · WSM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Laura Alber
Officer — PRESIDENT & CEO · Director
Period of report
May 31, 2018
Accepted (ET)
Feb 12, 2019 · 7:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000719955
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 31, 2018 | G | 180 | $0.00 | D | 280,853 | D | |
| Common Stock | May 31, 2018 | G | 2,300 | $0.00 | D | 278,553 | D | |
| Common Stock | Sep 18, 2018 | G | 1,000 | $0.00 | D | 277,553 | D | |
| Common Stock | Dec 12, 2018 | G | 370 | $0.00 | D | 277,183 | D | |
| Common Stock | Feb 9, 2019 | M | 101,770 | $0.00 | A | 378,953 | D | |
| Common StockF1 | Feb 9, 2019 | F | 47,617 | $52.88 | D | 331,336 | D | |
| Common StockF2 | holding | — | — | — | 14,772 | I | By Managed Account |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4,F5 | — | Feb 9, 2019 | M | 101,770 | D | — | — | Common Stock | 101,770 | 101,771 | D |
Explanation of responses
- F1Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations.
- F2Represents the number of shares held by the reporting person in the Williams-Sonoma, Inc. Stock Fund under the Williams-Sonoma, Inc. 401(k) Plan, based on a statement dated February 9, 2019.
- F3Each restricted stock unit represents a contingent right to receive one share of WSM common stock.
- F4The restricted stock units vest in two equal installments following each anniversary of the grant date in 2019 and 2020 and Compensation Committee certification of performance metrics.
- F5The restricted stock units are cancelled upon vesting and delivery of shares of WSM common stock.