SEC Form 4 · accession 0001127602-18-019462
WILLIAMS SONOMA INC · WSM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sabrina Simmons
Director
Period of report
May 29, 2018
Accepted (ET)
May 31, 2018 · 8:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000719955
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 29, 2018 | M | 3,697 | $0.00 | A | 9,184 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2,F3 | — | May 29, 2018 | M | 3,697 | D | — | — | Common Stock | 3,697 | 0 | D |
| Restricted Stock UnitsF1,F4 | — | May 30, 2018 | A | 3,481 | A | — | — | Common Stock | 3,481 | 3,481 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of WSM common stock.
- F2Vested shares will be delivered to the reporting person at the end of the deferral period, May 29, 2023, or upon her earlier retirement from the Board of Directors.
- F3The restricted stock units vested on May 29, 2018.
- F4The restricted stock units vest on the earlier of the one-year anniversary of the grant date or the day prior to the next annual meeting. Vested shares will be delivered to the reporting person upon vesting or at the end of the deferral period, if applicable.