SEC Form 4 · accession 0001127602-18-015037

WILLIAMS SONOMA INC · WSM

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP GENERAL COUNSEL

Period of report

Apr 18, 2018

Accepted (ET)

Apr 20, 2018 · 8:11 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000719955

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Apr 18, 2018	M	3,284	$0.00	A	29,552	D
Common Stock^F1	Apr 18, 2018	F	1,136	$48.76	D	28,416	D
Common Stock^F2	holding	—	—		—	205	I	By Managed Account

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F3,F4,F5	—	Apr 18, 2018	M	3,284	D	—	—	Common Stock	3,284	6,567	D
Restricted Stock Units^F3,F6,F5	—	Apr 18, 2018	A	24,610	A	—	—	Common Stock	24,610	24,610	D

F1Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations.
F2Represents the number of shares held by the reporting person in the Williams-Sonoma, Inc. Stock Fund under the Williams-Sonoma, Inc. 401(k) Plan, based on a statement dated April 18, 2018.
F3Each restricted stock unit represents a contingent right to receive one share of WSM common stock.
F4The restricted stock units vest in four equal installments on each anniversary of the grant date in 2017, 2018, 2019, and 2020. Vesting of these units is subject to a performance metric.
F5The restricted stock units are cancelled upon vesting and delivery of shares of WSM common stock.
F6The restricted stock units vest in four equal installments on each anniversary of the grant date in 2019, 2020, 2021 and 2022.