SEC Form 4 · accession 0001127602-17-016704
WILLIAMS SONOMA INC · WSM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Julie Whalen
Officer — EVP CHIEF FINANCIAL OFFICER
Period of report
May 1, 2017
Accepted (ET)
May 3, 2017 · 7:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000719955
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2,F3 | — | May 1, 2017 | A | 25,901 | A | — | — | Common Stock | 25,901 | 25,901 | D |
| Restricted Stock UnitsF1,F4,F3 | — | May 1, 2017 | A | 18,501 | A | — | — | Common Stock | 18,501 | 18,501 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of WSM common stock.
- F2The restricted stock units vest in four equal installments on each anniversary of the grant date in 2018, 2019, 2020, and 2021. Vesting of these units is subject to a performance metric.
- F3The restricted stock units are cancelled upon vesting and delivery of shares of WSM common stock.
- F4The restricted stock units vest in two equal installments on each anniversary of the grant date in 2018 and 2019. Vesting of these units is subject to a performance metric.