SEC Form 4 · accession 0001127602-17-014856
WILLIAMS SONOMA INC · WSM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony Greener
Director
Period of report
Apr 13, 2017
Accepted (ET)
Apr 17, 2017 · 6:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000719955
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 13, 2017 | M | 6,750 | $54.25 | A | 38,970 | D | |
| Common StockF1 | Apr 13, 2017 | F | 752 | $54.25 | D | 38,218 | D | |
| Common StockF2 | Apr 13, 2017 | D | 4,247 | $54.25 | D | 33,971 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF3 | $34.13 | Apr 13, 2017 | M | 6,750 | D | — | May 16, 2017 | Common Stock | 6,750 | 0 | D |
Explanation of responses
- F1Reflects the number of shares retained by the issuer to satisfy tax withholding requirements in connection with the reporting person's exercise of a stock-settled stock appreciation right.
- F2Reflects the number of shares retained by the issuer in connection with the reporting person's exercise of a stock-settled stock appreciation right.
- F3These stock settled-stock appreciation rights became fully vested and exercisable on May 16, 2008.