SEC Form 4 · accession 0001127602-16-049600
WILLIAMS SONOMA INC · WSM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James W. Brett Jr.
Officer — PRESIDENT WEST ELM BRAND
Period of report
Apr 18, 2016
Accepted (ET)
Apr 20, 2016 · 5:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000719955
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2,F3 | — | Apr 18, 2016 | A | 42,521 | A | — | — | Common Stock | 42,521 | 42,521 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of WSM common stock.
- F2The restricted stock units vest in four equal installments on each anniversary of the grant date in 2017, 2018, 2019, and 2020. Vesting of these units is subject to a performance metric.
- F3The restricted stock units are cancelled upon vesting and delivery of shares of WSM common stock.