SEC Form 4 · accession 0001127602-15-020297
WILLIAMS SONOMA INC · WSM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Adrian T Dillon
Director
Period of report
Jun 8, 2015
Accepted (ET)
Jun 10, 2015 · 8:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000719955
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 8, 2015 | M | 7,750 | $34.13 | A | 80,759 | I | Trust |
| Common StockF1 | Jun 8, 2015 | D | 3,362 | $78.69 | D | 77,397 | I | Trust |
| Common Stock | Jun 8, 2015 | M | 15,500 | $39.80 | A | 92,897 | I | Trust |
| Common StockF2 | Jun 8, 2015 | S | 15,500 | $78.78 | D | 77,397 | I | Trust |
| Common StockF3 | Jun 10, 2015 | S | 4,388 | $78.56 | D | 73,009 | I | Trust |
| Common Stock | holding | — | — | — | 2,300 | I | Children |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Settled Stock Appreciation Right (ssar)F4 | $34.13 | Jun 8, 2015 | M | 7,750 | D | May 16, 2008 | May 16, 2017 | Common Stock | 7,750 | 0 | D |
| Non-qualified Stock Option (Right to Buy)F5 | $39.80 | Jun 8, 2015 | M | 15,500 | D | May 23, 2007 | May 23, 2016 | Common Stock | 15,500 | 0 | D |
Explanation of responses
- F1Reflects the number of shares retained by the issuer in connection with the reporting person's exercise of a stock-settled stock appreciation right.
- F2Reflects the weighted average price as the shares were sold in multiple transactions. The per share transaction price ranged from $78.57 to $79.02. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3Reflects the weighted average price as the shares were sold in multiple transactions. The per share transaction price ranged from $78.56 to $78.57. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F4These stock-settled stock appreciation rights are fully vested and immediately exercisable.
- F5These stock options are fully vested and immediately exercisable.