SEC Form 4 · accession 0001127602-15-018860
WILLIAMS SONOMA INC · WSM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Randolph King
Officer — SVP GENERAL COUNSEL
Period of report
May 26, 2015
Accepted (ET)
May 28, 2015 · 5:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000719955
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 26, 2015 | M | 8,750 | $8.56 | A | 20,272 | D | |
| Common StockF1 | May 26, 2015 | F | 3,980 | $78.96 | D | 16,292 | D | |
| Common StockF2 | May 26, 2015 | D | 949 | $78.96 | D | 15,343 | D | |
| Common StockF3 | holding | — | — | — | 188 | I | By Managed Account |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Settled Stock Appreciation Right (ssar)F4 | $8.56 | May 26, 2015 | M | 8,750 | D | — | Nov 7, 2018 | Common Stock | 8,750 | 8,750 | D |
Explanation of responses
- F1Reflects the number of shares retained by the issuer to satisfy tax withholding requirements in connection with the reporting person's exercise of a stock-settled stock appreciation right.
- F2Reflects the number of shares retained by the issuer in connection with the reporting person's exercise of a stock-settled stock appreciation right.
- F3Represents the number of shares held by the reporting person in the Williams-Sonoma, Inc. Stock Fund under the Williams-Sonoma, Inc. 401(k) Plan, based on a statement dated May 26, 2015.
- F4These stock-settled stock appreciation rights are fully vested and immediately exercisable.