SEC Form 4 · accession 0001127602-15-014136
WILLIAMS SONOMA INC · WSM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Janet Hayes
Officer — PRESIDENT WS BRAND
Period of report
Apr 5, 2015
Accepted (ET)
Apr 7, 2015 · 8:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000719955
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 5, 2015 | M | 7,920 | $0.00 | A | 21,493 | D | |
| Common StockF1 | Apr 5, 2015 | F | 2,977 | $79.61 | D | 18,516 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3,F4 | — | Apr 5, 2015 | M | 7,920 | D | — | — | Common Stock | 7,920 | 0 | D |
Explanation of responses
- F1Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations.
- F2Each restricted stock unit represents a contingent right to receive one share of WSM common stock.
- F3The restricted stock units vest in two equal installments on April 5, 2013 and April 5, 2015. Dividend equivalent payments are accrued and paid upon vesting of these shares.
- F4The restricted stock units are cancelled upon vesting and delivery of shares of WSM common stock.