SEC Form 4 · accession 0001127602-15-012574
WILLIAMS SONOMA INC · WSM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Pat Connolly
Officer — EVP · Director
Period of report
Dec 10, 1993
Accepted (ET)
Mar 25, 2015 · 5:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000719955
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 10, 1993 | J | 850 | $0.00 | D | 534,065 | D | |
| Common StockF1 | Dec 31, 1993 | J | 1,330 | $0.00 | D | 532,735 | D | |
| Common StockF1 | Dec 31, 1996 | J | 620 | $0.00 | D | 532,115 | D | |
| Common StockF1 | Aug 20, 1997 | J | 1,350 | $0.00 | D | 530,765 | D | |
| Common Stock | Mar 16, 1998 | S | 2,750 | $61.07 | D | 528,015 | D | |
| Common Stock | Mar 17, 1998 | S | 285 | $60.00 | D | 527,730 | D | |
| Common StockF1 | Mar 17, 1998 | J | 1,800 | $0.00 | D | 525,930 | D | |
| Common StockF2 | Aug 19, 1998 | J | 260 | $0.00 | D | 526,190 | D | |
| Common Stock | Dec 9, 1999 | S | 6,800 | $57.78 | D | 519,390 | D | |
| Common StockF1 | Dec 9, 1999 | J | 77 | $0.00 | D | 519,313 | D | |
| Common Stock | Sep 13, 2002 | S | 34,500 | $25.74 | D | 484,813 | D | |
| Common StockF1 | Dec 1, 2012 | J | 7,000 | $0.00 | D | 477,813 | D | |
| Common StockF3 | Mar 24, 2015 | J | 27,236 | $0.00 | D | 450,577 | D | |
| Common StockF4 | holding | — | — | — | 38,889 | I | By Managed Account | |
| Common Stock | holding | — | — | — | 225,000 | I | By LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a gift transaction.
- F2Reported to correct double-reporting of this gift on previous Form 4s.
- F3Adjusted to reflect (1) 29,139 shares resulting from incorrect pre-stock split share assumptions in prior Form 4s and (2) 1,903 shares from transactions between February and August 1994 for which transaction details are not available.
- F4Represents the number of shares held by the reporting person in the Williams-Sonoma, Inc. Stock Fund under the Williams-Sonoma, Inc. 401(k) Plan, based on a statement dated March 24, 2015.