SEC Form 4 · accession 0000914190-17-000058
ARCTIC CAT INC · ACAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher J Eperjesy
Officer — Chief Financial Officer
Period of report
Feb 17, 2017
Accepted (ET)
Feb 22, 2017 · 4:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000719866
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 17, 2017 | F | 1,739 | $18.55 | D | 33,940 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $38.82 | holding | — | — | — | — | Feb 17, 2025 | Common Stock | 14,489 | 14,489 | D |
| Stock Option (Right to Buy)F4 | $38.82 | holding | — | — | — | — | Feb 17, 2025 | Common Stock | 17,387 | 17,387 | D |
| Stock Option (Right to Buy)F5 | $16.74 | holding | — | — | — | — | Apr 1, 2026 | Common Stock | 34,050 | 34,050 | D |
Explanation of responses
- F1The reporting person has elected to satisfy his tax withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.
- F2Includes (i) 3,864 restricted stock units that vest on 2/17/18; (ii) 13,559 restricted stock units that vest 6,780 shares on 2/5/18 and 6,779 shares on 2/5/19; and (iii) 4,540 restricted stock units that vest 1,513 shares on 4/1/17, 1,514 shares on 4/1/18 and 1,513 shares on 4/1/19.
- F3Vests as to 4,830 shares on 2/17/16, 4,829 shares on 2/17/17, and 4,830 shares on 2/17/18.
- F4Vests as to 5,796 shares on 2/17/16, 5,795 shares on 2/17/17, and 5,796 shares on 2/17/18.
- F5Vests as to 11,350 shares on each of 4/1/17, 4/1/18 and 4/1/19.