SEC Form 4 · accession 0000914190-17-000038
ARCTIC CAT INC · ACAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Greg Williamson
Officer — Chief Marketing Officer
Period of report
Feb 6, 2017
Accepted (ET)
Feb 8, 2017 · 5:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000719866
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 6, 2017 | F | 1,701 | $18.54 | D | 24,740 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $35.68 | holding | — | — | — | — | Apr 13, 2025 | Common Stock | 17,516 | 17,516 | D |
| Stock Option (Right to Buy)F4 | $31.51 | holding | — | — | — | — | May 14, 2025 | Common Stock | 12,198 | 12,198 | D |
| Stock Option (Right to Buy)F5 | $16.74 | holding | — | — | — | — | Apr 1, 2026 | Common Stock | 21,281 | 21,281 | D |
Explanation of responses
- F1The reporting person has elected to satisfy his tax withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.
- F2Includes (i) 4,671 restricted stock units that vest 2,336 shares on 4/13/17 and 2,335 shares on 4/13/18; (ii) 1,084 restricted stock units that vest 542 shares on each of 5/14/17 and 5/14/18; (iii) 8,721 restricted stock units that vest 4,360 shares on 2/5/18 and 4,361shares on 2/5/19; and (iv) 2,837 restricted stock units that vest as to 946 shares on 4/1/17, 945 shares on 4/1/18 and 946 shares on 4/1/19.
- F35,839 shares vest on 4/13/16, 5,838 shares vest on 4/13/17 and 5,839 shares vest on 4/13/18.
- F44,066 shares vest on each of 5/14/16, 5/14/17 and 5/14/18.
- F57,094 shares vest on 4/1/17, 7,093 shares vest on 4/1/18 and 7,094 shares vest on 4/1/19.