SEC Form 4 · accession 0000914190-17-000034
ARCTIC CAT INC · ACAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tracy Jerry Crocker
Officer — VP/GM - ATV Division
Period of report
Feb 6, 2017
Accepted (ET)
Feb 8, 2017 · 5:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000719866
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 6, 2017 | F | 1,730 | $18.54 | D | 23,651 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $42.99 | holding | — | — | — | — | Apr 1, 2023 | Common Stock | 6,542 | 6,542 | D |
| Stock Option (Right to Buy)F4 | $47.52 | holding | — | — | — | — | Apr 1, 2024 | Common Stock | 6,115 | 6,115 | D |
| Stock Option (Right to Buy)F5 | $31.51 | holding | — | — | — | — | May 14, 2025 | Common Stock | 11,246 | 11,246 | D |
| Stock Option (Right to Buy)F6 | $16.74 | holding | — | — | — | — | Apr 1, 2026 | Common Stock | 21,841 | 21,841 | D |
Explanation of responses
- F1The reporting person has elected to satisfy his tax withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.
- F2Includes (i) 272 restricted stock units that vest on 4/1/17; (ii) 1,000 restricted stock units that vest on 11/17/17; (iii) 999 restricted stock units that vest 499 shares on 5/14/17 and 500 shares on 5/14/18; (iv) 8,875 restricted stock units that vest 4,438 shares on 2/5/18 and 4,437 shares on 2/5/19; and (v) 2,912 restricted stock units that vest 971 shares on 4/1/17, 970 shares on 4/1/18 and 971 shares on 4/1/19.
- F3Fully exercisable.
- F4Vests 2,038 shares on 4/1/15, 2,039 shares on 4/1/16 and 2,038 shares on 4/1/17.
- F5Vests 3,749 shares on 5/14/16, 3,748 shares on 5/14/17 and 3,749 shares on 5/14/18.
- F6Vests 7,280 shares on 4/1/17, 7,281 shares on 4/1/18 and 7,280 shares on 4/1/19.